Case Study 3
Private Equity Carve‑Out
(EUR 480m)
European listed conglomerate divesting a
non‑core industrial division (~EUR 480m EV).

Objectives
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Execute carve‑out within 9 months with clean separation from parent.
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Secure buy‑side syndicate financing (family offices + PE consortium).
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Optimize tax, financing flows and governance; protect against disclosure risk.
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Design 5‑year value‑creation plan with IPO/secondary optionality.
Structuring & Solutions
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Luxembourg HoldCo as apex; downstream DIFC SPV for MENA operations and Swiss SPV for EU equity.
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Capital classes engineered: A (sponsor control), B (co‑investors), C (management incentive plan).
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Acquisition financing stack: Senior bank debt, mezzanine convertibles and equity co‑invest sleeves.
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Transfer pricing protocols; Master service agreements with parent for transition services post‑close.
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Governance framework: Supervisory board, audit committee, KPI dashboards; internal control remediation plan.
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Tax/regulatory hygiene: BEPS conformity, DAC6 filings, Swiss/EU certificates and substance tests.
Outcomes
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Carve‑out closed in 9 months with zero remediation.
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Syndicate onboarded via institutional bank packs (4 family offices + 1 PE fund).
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Structural leakage reduced by ~25%; blended financing cost <6.5%.
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Management equity plan aligned and retention secured; IPO‑ready structure with EU/UAE exit optionality.

